The Securities Industry Essentials (SIE) exam is your first step into the financial services industry — and now you can prepare for it without spending a dime.
What is the SIE Exam?
The SIE is a FINRA-administered exam that tests your foundational knowledge of the securities industry. It covers:
Capital Markets — How securities markets function
Investment Products — Stocks, bonds, mutual funds, ETFs, and more
Trading & Customer Accounts — Order types, account structures, and regulations
Regulatory Framework — FINRA rules, SEC regulations, and prohibited activities
With 75 multiple-choice questions and a 105-minute time limit, passing score of 70%, the SIE is challenging but achievable with the right preparation.
Why We Made It Free
Quality exam prep shouldn't cost hundreds of dollars. Traditional prep courses charge $300-$500+ for materials that AI can now help create and personalize. We believe everyone deserves access to quality study materials — regardless of budget.
What's Included
Our free SIE prep includes:
✓ Comprehensive Study Guide — All 4 major topic areas covered
✓ Practice Questions — Quiz yourself after each section
✓ Clear Explanations — Understand the "why" behind each concept
✓ Mobile-Friendly — Study anywhere, anytime
Start Studying Now
Ready to begin your securities career?
No signup required. No credit card. Just start learning.
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Good luck on your exam journey!
Ran Chen @ Open Exam Prep